Lee, Long Chin 李隆進
证监会中央编号:AAG478
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2008-04-22 | 2021-09-30 |
| Rep | 就机构融资提供意见 | 2006-12-29 | 2008-04-22 | |
| RO | 就证券提供意见 | 2006-12-29 | 2021-09-30 | |
| RO | 证券交易 | 2006-12-29 | 2021-09-30 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2006-12-29 | 2021-09-30 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-10-23 | 2006-12-29 |
| Rep | 证券交易 | 2006-10-23 | 2006-12-29 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-10-23 | 2006-12-29 |
| PHILLIP COMMODITIES (HK) LIMITED | RO | 杠杆式外汇交易 | 2005-12-02 | 2006-09-29 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | RO | 就证券提供意见 | - | 2006-09-29 |
| RO | 提供资产管理 | - | 2006-09-29 | |
| PHILLIP COMMODITIES (HK) LIMITED | RO | 提供自动化交易服务 | - | 2003-08-15 |
| RO | 提供资产管理 | - | 2003-10-30 | |
| RO | 就期货合约提供意见 | - | 2006-09-29 | |
| RO | 期货合约交易 | - | 2006-09-29 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | RO | 就机构融资提供意见 | - | 2003-10-30 |
| RO | 提供资产管理 | - | 2003-10-30 | |
| RO | 就证券提供意见 | - | 2006-09-29 | |
| RO | 证券交易 | - | 2006-09-29 |