| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Innovest Securities Investment Limited | RO | 证券交易 | 2019-09-25 | 2021-08-22 |
| Rep | 证券交易 | 2019-09-11 | 2019-09-25 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-05-15 | 2019-08-30 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2003-08-02 |
| Rep | 就证券提供意见 | - | 2003-08-02 | |
| Rep | 证券交易 | - | 2019-08-30 |