| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited | Rep | 证券交易 | 2019-12-24 | 2023-12-01 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2016-03-10 | 2018-04-30 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-05-20 | 2018-04-30 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2015-05-20 | 2018-04-30 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2010-05-17 | 2015-04-30 |