| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2008-06-19 | 2020-02-02 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-06-19 | 2020-02-02 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2006-01-20 | 2007-03-31 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2006-01-20 | 2007-03-31 |