| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2013-10-08 | 2020-03-09 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2003-10-14 | 2013-04-11 |
| Goldbridge Securities Limited | Rep | 就机构融资提供意见 | - | 2003-08-18 |
| Rep | 就证券提供意见 | - | 2003-08-18 | |
| Rep | 提供资产管理 | - | 2003-08-18 | |
| Rep | 提供自动化交易服务 | - | 2003-08-18 | |
| Rep | 证券交易 | - | 2003-08-18 |