| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2007-02-08 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-02-08 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2006-08-18 | 2007-02-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-03-27 | 2007-02-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-03-27 | 2007-02-01 |