| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2021-05-28 |
| Rep | 证券交易 | 2017-05-17 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-05-17 | 2021-05-28 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2004-03-02 |
| Rep | 就证券提供意见 | - | 2004-03-02 | |
| Rep | 证券交易 | - | 2017-04-28 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | - | 2017-04-28 |