| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-03-07 | 2021-02-26 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2006-07-14 | 2021-02-26 |
| JVSakk Asia Limited | Rep | 证券交易 | 2005-11-01 | 2006-06-30 |
| Rep | 就机构融资提供意见 | - | 2003-04-30 | |
| Rep | 就证券提供意见 | - | 2003-04-30 | |
| Rep | 提供资产管理 | - | 2003-04-30 | |
| Rep | 证券交易 | - | 2003-04-30 |