| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-11-24 | 2014-09-18 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2008-11-03 | 2014-09-18 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2003-08-12 | 2003-08-15 |
| Rep | 期货合约交易 | 2003-08-12 | 2006-08-30 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2003-08-12 | 2008-10-25 |
| Rep | 就机构融资提供意见 | - | 2003-08-04 | |
| Rep | 就证券提供意见 | - | 2003-08-04 | |
| Rep | 提供资产管理 | - | 2003-08-04 | |
| Rep | 证券交易 | - | 2008-10-25 |