| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2013-08-01 | 2015-11-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-05-23 | 2015-11-30 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2011-09-08 | 2015-11-30 |
| PITT CAPITAL PARTNERS ASIA LIMITED | RO | 就机构融资提供意见 | 2008-07-28 | 2009-10-02 |
| RO | 就证券提供意见 | 2008-07-28 | 2009-10-02 |