| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2005-12-15 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-12-15 | - |
| VC BROKERAGE LIMITED | RO | 提供资产管理 | 2003-10-03 | 2005-01-20 |
| VC FUTURES LIMITED | Rep | 期货合约交易 | 2003-10-03 | 2005-09-07 |
| VC BROKERAGE LIMITED | Rep | 提供资产管理 | 2003-08-14 | 2003-10-03 |
| Rep | 证券交易 | 2003-08-14 | 2005-09-07 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-06 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-06 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-06 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-06 |