| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2013-06-11 | 2025-05-29 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2013-06-11 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2011-06-27 | 2013-05-31 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-06-27 | 2013-05-31 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-07-30 | 2011-05-21 |
| KGI ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-07-24 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-07-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-07-24 | |
| Rep | 证券交易 | 2003-04-01 | 2011-05-21 |