Webb-site Legacy

Kwok, Chi Lung 郭智瀧

证监会中央编号:AAK750

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
UOB KAY HIAN (HONG KONG) LIMITED	RO	证券交易	2025-09-17	-
	Rep	证券交易	2008-06-11	2025-09-17
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-06-11	-
CES Commodities (HK) Limited	Rep	期货合约交易	2007-03-15	2008-05-31
CES International Commodities (HK) Limited	Rep	期货合约交易	2007-03-15	2008-05-31
Everbright Securities Digital Finance (HK) Limited	Rep	证券交易	2007-03-15	2008-05-31
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2007-03-15	2008-05-31
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	期货合约交易	2006-03-03	2007-03-01
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	证券交易	2006-03-03	2007-03-01
CES Commodities (HK) Limited	Rep	就期货合约提供意见	2003-04-01	2004-01-19
	Rep	提供资产管理	2003-04-01	2004-01-19
	Rep	期货合约交易	2003-04-01	2006-03-02
Everbright Securities Digital Finance (HK) Limited	Rep	就机构融资提供意见	2003-04-01	2004-01-19
	Rep	就证券提供意见	2003-04-01	2004-01-19
	Rep	提供资产管理	2003-04-01	2004-01-19
	Rep	提供自动化交易服务	2003-04-01	2004-01-19
	Rep	证券交易	2003-04-01	2006-03-02
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	2003-04-01	2003-07-07
	Rep	就机构融资提供意见	2003-04-01	2004-01-19
	Rep	就证券提供意见	2003-04-01	2004-01-19
	Rep	提供资产管理	2003-04-01	2004-01-19
	Rep	证券交易	2003-04-01	2006-03-02

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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