| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2011-03-31 | 2012-03-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-03-31 | 2012-03-30 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 就期货合约提供意见 | 2010-07-29 | 2011-03-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-03-22 | 2011-03-24 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-12-16 | 2011-03-24 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-12-16 | 2011-03-24 |