| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JA SECURITIES LIMITED | RO | 就证券提供意见 | 2021-08-20 | 2022-04-07 |
| RO | 证券交易 | 2021-08-20 | 2022-04-07 | |
| BAXS DIGITAL ASSET CAPITAL LIMITED | Rep | 就证券提供意见 | 2020-10-12 | 2021-07-22 |
| Rep | 证券交易 | 2020-09-18 | 2021-07-22 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2007-09-17 | 2020-05-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-08-06 | 2007-09-08 |