| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-01-09 | 2015-05-26 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2007-09-11 | 2015-05-26 |
| FAIR EAGLE SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2006-10-03 | 2007-08-16 |
| FT Securities Limited | Rep | 就机构融资提供意见 | - | 2004-05-14 |
| Rep | 就证券提供意见 | - | 2004-05-14 | |
| Rep | 提供资产管理 | - | 2004-05-14 | |
| Rep | 证券交易 | - | 2005-01-04 | |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | - | 2004-05-14 |
| Rep | 提供资产管理 | - | 2004-05-14 | |
| Rep | 期货合约交易 | - | 2005-01-04 |