| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DTC Investment Management (HK) Limited | Rep | 提供资产管理 | 2014-01-13 | 2016-03-01 |
| Rep | 证券交易 | 2014-01-13 | 2016-03-01 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-03-30 | 2013-12-20 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2011-01-06 | 2013-12-20 |