| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-08-14 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2007-03-06 | - |
| TISCO SECURITIES HONG KONG LIMITED | RO | 就证券提供意见 | 2005-02-24 | 2007-02-28 |
| RO | 证券交易 | 2005-02-24 | 2007-02-28 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-02-24 | |
| Rep | 证券交易 | 2003-04-01 | 2005-02-24 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-30 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-03-30 |
已采集记录中暂无金管局登记。