| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2012-11-05 | 2018-10-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就证券提供意见 | 2012-11-05 | 2018-10-31 |
| Rep | 证券交易 | 2012-11-05 | 2018-10-31 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2004-03-10 |
| Rep | 就证券提供意见 | - | 2012-10-29 | |
| Rep | 证券交易 | - | 2012-10-29 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | - | 2012-10-29 |