| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| QMIS Asset Management Limited | RO | 就证券提供意见 | 2021-07-06 | 2021-07-23 |
| QMIS Securities Limited | RO | 证券交易 | 2021-07-06 | 2021-07-23 |
| QMIS Asset Management Limited | Rep | 就证券提供意见 | 2021-05-31 | 2021-07-06 |
| QMIS Securities Limited | Rep | 证券交易 | 2021-05-31 | 2021-07-06 |
| Hong Tai Securities Limited | RO | 就证券提供意见 | 2017-08-04 | 2020-01-31 |
| RO | 证券交易 | 2017-08-04 | 2020-01-31 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2009-12-10 | 2016-07-08 |