| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2026-01-20 | - |
| Rep | 提供资产管理 | 2026-01-20 | - | |
| Rep | 就证券提供意见 | 2022-06-15 | 2023-04-21 | |
| Rep | 提供资产管理 | 2022-06-15 | 2023-04-21 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2022-06-15 | 2023-04-21 |
| ICBC UBS Asset Management (International) Company Limited | Rep | 就证券提供意见 | 2016-12-16 | 2022-05-16 |
| Rep | 提供资产管理 | 2016-12-16 | 2022-05-16 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就证券提供意见 | 2016-02-22 | 2016-11-25 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2014-10-24 | 2016-02-11 |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2014-07-22 | 2014-08-14 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就证券提供意见 | 2014-01-09 | 2014-07-19 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-03-19 | 2014-01-05 |
已采集记录中暂无金管局登记。