| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2019-09-14 |
| Rep | 证券交易 | 2013-09-04 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-09-04 | 2019-09-14 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-09-15 | 2013-05-31 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2004-04-30 | 2013-05-31 |