| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2004-11-23 | 2017-03-31 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-11-23 | 2017-03-31 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2004-08-05 | 2004-11-16 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2004-08-05 | 2004-11-16 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-27 |
| Rep | 就证券提供意见 | - | 2004-02-27 | |
| Rep | 证券交易 | - | 2004-07-30 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | - | 2004-07-30 |