| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UPBEST SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-08-08 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-03-01 | 2011-07-21 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-23 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-12-23 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-23 | |
| Rep | 证券交易 | 2003-04-01 | 2010-02-25 |