Personnel Hong Kong SFC License Details (ID 97746)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Junlian Global Asset Management Limited	RO	就证券提供意见	2026-06-22	-
	RO	提供资产管理	2026-06-22	-
TFI Asset Management Limited	Rep	就证券提供意见	2022-04-29	2023-12-15
	Rep	提供资产管理	2022-04-29	2023-12-15
EVERWEALTH CAPITAL MANAGEMENT COMPANY LIMITED	Rep	就证券提供意见	2020-03-23	2022-03-31
	Rep	提供资产管理	2020-03-23	2022-03-31
Prior Securities Limited	Rep	证券交易	2017-10-04	2018-08-07
Leading Securities Company Limited	RO	就证券提供意见	2016-01-29	2017-04-03
	RO	证券交易	2016-01-29	2017-04-03
	Rep	就证券提供意见	2016-01-14	2016-01-29
	Rep	证券交易	2016-01-14	2016-01-29
Hong Kong Securities (International) Company Limited	RO	证券交易	2015-02-09	2015-12-31
WINWIN SECURITIES LIMITED	RO	证券交易	2013-01-17	2015-02-06
	Rep	证券交易	2012-05-07	2013-01-17
FT Securities Limited	Rep	期货合约交易	2011-11-22	2012-01-01
	Rep	证券交易	2011-11-22	2012-01-01
VC FUTURES LIMITED	Rep	期货合约交易	2009-11-27	2011-11-12
VC BROKERAGE LIMITED	Rep	证券交易	2009-10-27	2011-11-12
FORTUNE (HK) SECURITIES LIMITED	Rep	证券交易	2008-08-13	2009-10-12
CCB INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2007-06-13	2008-08-06

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