| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KINGSTON SECURITIES LIMITED | Rep | 证券交易 | 2014-09-17 | 2015-04-25 |
| VC BROKERAGE LIMITED | Rep | 证券交易 | 2010-02-03 | 2014-09-11 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-08 |
| Rep | 就证券提供意见 | - | 2004-06-08 | |
| Rep | 提供资产管理 | - | 2004-06-08 | |
| Rep | 提供自动化交易服务 | - | 2004-06-08 | |
| Rep | 证券交易 | - | 2010-01-27 |