| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2026-07-10 | - |
| RO | 证券交易 | 2026-07-10 | - | |
| Rep | 就机构融资提供意见 | 2026-07-02 | 2026-07-10 | |
| Rep | 证券交易 | 2026-07-02 | 2026-07-10 | |
| SBI China Capital Financial Services Limited | RO | 证券交易 | 2022-07-20 | 2026-05-13 |
| SBI China Capital Hong Kong Securities Limited | RO | 就机构融资提供意见 | 2022-04-08 | 2026-05-13 |
| Rep | 就机构融资提供意见 | 2022-03-22 | 2022-04-08 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2019-02-15 | 2022-03-14 |
| KGI CAPITAL ASIA LIMITED | RO | 就机构融资提供意见 | 2017-06-30 | 2022-03-14 |
| Rep | 就机构融资提供意见 | 2017-06-21 | 2017-06-30 | |
| Rep | 证券交易 | 2017-06-21 | 2018-11-09 | |
| VC CAPITAL LIMITED | RO | 就机构融资提供意见 | 2012-05-24 | 2017-06-05 |
| Rep | 就机构融资提供意见 | 2010-06-01 | 2012-05-24 | |
| Shang International Finance Limited | Rep | 就机构融资提供意见 | 2009-11-03 | 2010-05-18 |
| Rep | 就证券提供意见 | 2009-11-03 | 2010-05-18 | |
| Rep | 证券交易 | 2009-11-03 | 2010-05-18 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 证券交易 | 2008-02-21 | 2009-04-12 |
| Rep | 就机构融资提供意见 | 2008-01-24 | 2009-04-12 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2006-11-29 | 2007-12-23 |
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