Ng, Charlotte Tan Hung 吳騰紅

证监会中央编号:AGH833

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
First Seafront International Capital Limited	RO	就证券提供意见	2020-05-04	2022-01-08
	RO	就机构融资提供意见	2018-09-12	2022-01-08
	RO	证券交易	2018-09-12	2022-01-08
PARTNERS CAPITAL INTERNATIONAL LIMITED	RO	就机构融资提供意见	2016-07-21	2017-05-09
	RO	证券交易	2016-07-21	2017-05-09
	Rep	就机构融资提供意见	2016-06-13	2016-07-21
	Rep	证券交易	2016-06-13	2016-07-21
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	就机构融资提供意见	2015-07-31	2015-09-30
	Rep	证券交易	2015-07-31	2015-09-30
Everbright Securities Global (HK) Limited	RO	就机构融资提供意见	2014-01-03	2015-02-07
	RO	证券交易	2014-01-03	2015-02-07
	Rep	就机构融资提供意见	2013-09-26	2014-01-03
	Rep	证券交易	2013-09-26	2014-01-03
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2013-09-26	2015-02-07
Mason Securities Limited	RO	就机构融资提供意见	2012-08-22	2013-06-13
	Rep	就机构融资提供意见	2012-06-12	2012-08-22
	Rep	证券交易	2012-06-12	2013-06-13
VC CAPITAL LIMITED	Rep	就机构融资提供意见	2011-07-27	2011-11-16
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2010-07-06	2011-06-16
Everbright Securities Global (HK) Limited	Rep	就机构融资提供意见	2007-08-23	2011-06-16
	Rep	证券交易	2007-08-23	2011-06-16
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	证券交易	2007-06-07	2007-08-01
	Rep	就机构融资提供意见	2007-05-22	2007-08-01
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	就机构融资提供意见	2005-06-01	2007-04-24

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
First Seafront International Capital Limited	RO	就证券提供意见	2020-05-04	2022-01-08
	RO	就机构融资提供意见	2018-09-12	2022-01-08
	RO	证券交易	2018-09-12	2022-01-08
PARTNERS CAPITAL INTERNATIONAL LIMITED	RO	就机构融资提供意见	2016-07-21	2017-05-09
	RO	证券交易	2016-07-21	2017-05-09
	Rep	就机构融资提供意见	2016-06-13	2016-07-21
	Rep	证券交易	2016-06-13	2016-07-21
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	就机构融资提供意见	2015-07-31	2015-09-30
	Rep	证券交易	2015-07-31	2015-09-30
Everbright Securities Global (HK) Limited	RO	就机构融资提供意见	2014-01-03	2015-02-07
	RO	证券交易	2014-01-03	2015-02-07
	Rep	就机构融资提供意见	2013-09-26	2014-01-03
	Rep	证券交易	2013-09-26	2014-01-03
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2013-09-26	2015-02-07
Mason Securities Limited	RO	就机构融资提供意见	2012-08-22	2013-06-13
	Rep	就机构融资提供意见	2012-06-12	2012-08-22
	Rep	证券交易	2012-06-12	2013-06-13
VC CAPITAL LIMITED	Rep	就机构融资提供意见	2011-07-27	2011-11-16
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2010-07-06	2011-06-16
Everbright Securities Global (HK) Limited	Rep	就机构融资提供意见	2007-08-23	2011-06-16
	Rep	证券交易	2007-08-23	2011-06-16
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	证券交易	2007-06-07	2007-08-01
	Rep	就机构融资提供意见	2007-05-22	2007-08-01
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	就机构融资提供意见	2005-06-01	2007-04-24