| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就期货合约提供意见 | 2013-08-22 | 2014-03-25 |
| Rep | 就证券提供意见 | 2013-08-22 | 2014-03-25 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2013-08-09 | 2014-03-25 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2013-06-19 | 2013-08-09 |
| Rep | 证券交易 | 2013-06-19 | 2014-03-25 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2013-06-19 | 2014-03-25 |
| Rep | 证券交易 | 2013-06-19 | 2014-03-25 | |
| Vegasoul Capital Management (Asia) Limited | Rep | 提供资产管理 | 2011-09-09 | 2013-04-05 |
| Religare Capital Markets (Hong Kong) Limited | Rep | 证券交易 | 2010-03-04 | 2010-07-19 |