| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA SECURITIES HOLDINGS LIMITED | Rep | 证券交易 | 2010-11-17 | 2012-02-29 |
| Rep | 证券交易 | 2008-08-12 | 2010-05-25 | |
| CGS International Securities Hong Kong Limited | Rep | 证券交易 | 2005-12-09 | 2008-01-31 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 就期货合约提供意见 | - | 2004-12-08 |
| Rep | 提供资产管理 | - | 2004-12-08 | |
| Rep | 期货合约交易 | - | 2005-11-25 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 提供自动化交易服务 | - | 2003-09-11 |
| Rep | 就机构融资提供意见 | - | 2005-02-16 | |
| Rep | 就证券提供意见 | - | 2005-02-16 | |
| Rep | 提供资产管理 | - | 2005-02-16 | |
| Rep | 证券交易 | - | 2005-11-25 |