| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | 2013-08-19 | 2014-01-02 |
| Rep | 期货合约交易 | 2013-08-19 | 2014-01-02 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2013-08-19 | 2014-01-02 |
| Rep | 证券交易 | 2013-08-19 | 2014-01-02 | |
| Rep | 杠杆式外汇交易 | 2013-08-19 | 2014-01-02 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-05-24 | 2013-08-01 |
| VL ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2009-08-27 | 2013-04-30 |