| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| VMS Securities Limited | RO | 就机构融资提供意见 | 2012-05-10 | 2015-01-02 |
| Rep | 提供资产管理 | 2011-05-04 | 2015-01-02 | |
| Rep | 证券交易 | 2011-05-04 | 2015-01-02 | |
| GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | 提供资产管理 | 2007-05-04 | 2011-04-16 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-04-06 | 2011-04-16 |
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就机构融资提供意见 | - | 2007-10-08 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就机构融资提供意见 | - | 2004-03-30 |