Lung, Tak Wing 龍德榮

证监会中央编号:AAG270

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SR Wealth Securities Limited	RO	就证券提供意见	2019-04-17	2020-01-28
	RO	证券交易	2018-11-19	2020-01-28
Shang International Finance Limited	RO	就证券提供意见	2018-01-12	2018-07-16
	RO	证券交易	2018-01-12	2018-07-16
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2017-07-10	2017-11-08
FAIRWIN BROKING LIMITED	Rep	证券交易	2017-04-27	2017-06-23
Hong Kong Securities (International) Company Limited	RO	证券交易	2016-12-13	2017-03-19
	Rep	证券交易	2016-12-01	2016-12-13
MODERN INNOVATIVE SECURITIES LIMITED	RO	证券交易	2016-05-12	2016-09-03
MFG Limited (HK)	Rep	期货合约交易	2015-08-14	2015-08-21
	Rep	证券交易	2015-08-14	2015-08-21
CHINA CIFCO SECURITIES CO., LIMITED	Rep	证券交易	2015-07-10	2015-08-08
oOo Securities (HK) Group Limited	Rep	证券交易	2013-10-02	2014-01-24
LUK FOOK FUTURES (HK) LIMITED	Rep	期货合约交易	2013-05-16	2013-07-23
LUK FOOK SECURITIES (HK) LIMITED	Rep	证券交易	2013-05-16	2013-07-23
VMS Securities Limited	RO	证券交易	2012-01-09	2013-04-30
	Rep	证券交易	2011-05-19	2012-01-09
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	期货合约交易	2009-12-04	2010-12-07
	Rep	证券交易	2009-12-04	2010-12-07
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2009-05-04	2009-11-22
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2009-04-06	2009-11-22
TSE'S SECURITIES LIMITED	Rep	证券交易	2008-12-23	2009-03-23
MUSHK Limited	Rep	期货合约交易	2004-07-06	2008-11-01
	Rep	证券交易	2004-07-06	2008-11-01
CHIEF COMMODITIES LIMITED	Rep	期货合约交易	2003-12-22	2004-06-30
CHIEF SECURITIES LIMITED	Rep	证券交易	2003-10-02	2004-06-30

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SR Wealth Securities Limited	RO	就证券提供意见	2019-04-17	2020-01-28
	RO	证券交易	2018-11-19	2020-01-28
Shang International Finance Limited	RO	就证券提供意见	2018-01-12	2018-07-16
	RO	证券交易	2018-01-12	2018-07-16
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2017-07-10	2017-11-08
FAIRWIN BROKING LIMITED	Rep	证券交易	2017-04-27	2017-06-23
Hong Kong Securities (International) Company Limited	RO	证券交易	2016-12-13	2017-03-19
	Rep	证券交易	2016-12-01	2016-12-13
MODERN INNOVATIVE SECURITIES LIMITED	RO	证券交易	2016-05-12	2016-09-03
MFG Limited (HK)	Rep	期货合约交易	2015-08-14	2015-08-21
	Rep	证券交易	2015-08-14	2015-08-21
CHINA CIFCO SECURITIES CO., LIMITED	Rep	证券交易	2015-07-10	2015-08-08
oOo Securities (HK) Group Limited	Rep	证券交易	2013-10-02	2014-01-24
LUK FOOK FUTURES (HK) LIMITED	Rep	期货合约交易	2013-05-16	2013-07-23
LUK FOOK SECURITIES (HK) LIMITED	Rep	证券交易	2013-05-16	2013-07-23
VMS Securities Limited	RO	证券交易	2012-01-09	2013-04-30
	Rep	证券交易	2011-05-19	2012-01-09
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	期货合约交易	2009-12-04	2010-12-07
	Rep	证券交易	2009-12-04	2010-12-07
Tung Shing Futures (Brokers) Limited	Rep	期货合约交易	2009-05-04	2009-11-22
Tung Shing Securities (Brokers) Limited	Rep	证券交易	2009-04-06	2009-11-22
TSE'S SECURITIES LIMITED	Rep	证券交易	2008-12-23	2009-03-23
MUSHK Limited	Rep	期货合约交易	2004-07-06	2008-11-01
	Rep	证券交易	2004-07-06	2008-11-01
CHIEF COMMODITIES LIMITED	Rep	期货合约交易	2003-12-22	2004-06-30
CHIEF SECURITIES LIMITED	Rep	证券交易	2003-10-02	2004-06-30