Lo, Ka Chiu 盧嘉昭

证监会中央编号:AEQ415

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
EVER-LONG SECURITIES COMPANY LIMITED	RO	就证券提供意见	2022-09-23	-
	RO	证券交易	2022-09-23	-
Ever-Long Capital Management Limited	Rep	提供资产管理	2022-09-19	-
Ever-Long Futures Limited	Rep	期货合约交易	2022-09-19	2023-07-31
EVER-LONG SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2022-07-21	2022-09-23
	Rep	证券交易	2022-07-21	2022-09-23
PRESIDENT SECURITIES (HONG KONG) LIMITED	RO	就证券提供意见	2015-03-09	2022-07-05
	RO	证券交易	2015-03-09	2022-07-05
	Rep	就证券提供意见	2015-01-16	2015-03-09
	Rep	证券交易	2015-01-16	2015-03-09
FUBON SECURITIES (HONG KONG) LIMITED	RO	就证券提供意见	2014-09-01	2015-01-03
	RO	证券交易	2014-09-01	2015-01-03
	Rep	就证券提供意见	2014-07-08	2014-09-01
	Rep	证券交易	2014-07-08	2014-09-01
Tiger Securities Asset Management Company Limited	Rep	提供资产管理	2013-08-28	2014-06-25
	RO	就证券提供意见	2013-02-22	2014-06-25
	RO	证券交易	2013-02-22	2014-06-25
	Rep	就证券提供意见	2013-01-31	2013-02-22
	Rep	证券交易	2013-01-31	2013-02-22
MFG Limited (HK)	RO	就证券提供意见	2013-01-07	2013-01-10
	RO	证券交易	2013-01-07	2013-01-10
	Rep	就证券提供意见	2012-11-12	2013-01-07
	Rep	证券交易	2012-11-12	2013-01-07
Waterland Securities (HK) Company Limited	RO	就证券提供意见	2011-06-30	2012-10-31
	RO	证券交易	2010-10-11	2012-10-31
	Rep	证券交易	2010-09-09	2010-10-11
FIRST SECURITIES (HK) LIMITED	RO	证券交易	2010-02-25	2010-09-06
	Rep	证券交易	2009-12-21	2010-02-25
KGI WEALTH MANAGEMENT LIMITED	RO	就证券提供意见	2005-10-05	2009-12-19
	RO	证券交易	2005-09-08	2009-12-19
	Rep	就机构融资提供意见	2003-04-01	2005-01-26
	Rep	就证券提供意见	2003-04-01	2005-01-26
	Rep	提供资产管理	2003-04-01	2005-01-26
	Rep	证券交易	2003-04-01	2005-09-08

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
EVER-LONG SECURITIES COMPANY LIMITED	RO	就证券提供意见	2022-09-23	-
	RO	证券交易	2022-09-23	-
Ever-Long Capital Management Limited	Rep	提供资产管理	2022-09-19	-
Ever-Long Futures Limited	Rep	期货合约交易	2022-09-19	2023-07-31
EVER-LONG SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2022-07-21	2022-09-23
	Rep	证券交易	2022-07-21	2022-09-23
PRESIDENT SECURITIES (HONG KONG) LIMITED	RO	就证券提供意见	2015-03-09	2022-07-05
	RO	证券交易	2015-03-09	2022-07-05
	Rep	就证券提供意见	2015-01-16	2015-03-09
	Rep	证券交易	2015-01-16	2015-03-09
FUBON SECURITIES (HONG KONG) LIMITED	RO	就证券提供意见	2014-09-01	2015-01-03
	RO	证券交易	2014-09-01	2015-01-03
	Rep	就证券提供意见	2014-07-08	2014-09-01
	Rep	证券交易	2014-07-08	2014-09-01
Tiger Securities Asset Management Company Limited	Rep	提供资产管理	2013-08-28	2014-06-25
	RO	就证券提供意见	2013-02-22	2014-06-25
	RO	证券交易	2013-02-22	2014-06-25
	Rep	就证券提供意见	2013-01-31	2013-02-22
	Rep	证券交易	2013-01-31	2013-02-22
MFG Limited (HK)	RO	就证券提供意见	2013-01-07	2013-01-10
	RO	证券交易	2013-01-07	2013-01-10
	Rep	就证券提供意见	2012-11-12	2013-01-07
	Rep	证券交易	2012-11-12	2013-01-07
Waterland Securities (HK) Company Limited	RO	就证券提供意见	2011-06-30	2012-10-31
	RO	证券交易	2010-10-11	2012-10-31
	Rep	证券交易	2010-09-09	2010-10-11
FIRST SECURITIES (HK) LIMITED	RO	证券交易	2010-02-25	2010-09-06
	Rep	证券交易	2009-12-21	2010-02-25
KGI WEALTH MANAGEMENT LIMITED	RO	就证券提供意见	2005-10-05	2009-12-19
	RO	证券交易	2005-09-08	2009-12-19
	Rep	就机构融资提供意见	2003-04-01	2005-01-26
	Rep	就证券提供意见	2003-04-01	2005-01-26
	Rep	提供资产管理	2003-04-01	2005-01-26
	Rep	证券交易	2003-04-01	2005-09-08