Chau, Samiel Chung Yin 周中彥

证监会中央编号:AAV692

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
CNI Global Assets Management Limited (HK)	Rep	提供资产管理	2022-11-08	-
	RO	提供资产管理	2021-10-06	2022-11-08
CNI Securities Group Limited	RO	就证券提供意见	2021-08-10	-
	RO	期货合约交易	2021-08-10	-
	RO	证券交易	2021-08-10	-
	Rep	期货合约交易	2021-06-09	2021-08-10
	Rep	证券交易	2021-06-09	2021-08-10
HUAJIN FUTURES (INTERNATIONAL) LIMITED	Rep	期货合约交易	2021-01-20	2021-05-05
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	证券交易	2020-11-30	2021-05-05
DaoKou Securities Limited	RO	期货合约交易	2017-05-17	2020-05-04
DaoKou Asset Management Limited	RO	就证券提供意见	2016-11-10	2020-10-31
DaoKou Securities Limited	RO	证券交易	2014-06-27	2020-10-31
	Rep	证券交易	2014-06-23	2014-06-27
CHINA FINANCE HOLDINGS LIMITED	RO	证券交易	2013-02-22	2014-06-18
Finet Securities Limited	RO	期货合约交易	2013-02-22	2014-06-18
	RO	证券交易	2013-02-22	2014-06-18
Well Link Securities Limited	RO	期货合约交易	2012-12-06	2013-02-01
	RO	证券交易	2012-12-06	2013-02-01
Tiger Securities Asset Management Company Limited	RO	证券交易	2011-01-11	2012-10-10
	Rep	证券交易	2011-01-03	2011-01-11
ASA SECURITIES LIMITED	RO	期货合约交易	2010-08-19	2011-01-01
	RO	证券交易	2010-08-19	2011-01-01
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	就证券提供意见	2009-10-05	2009-10-14
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	RO	期货合约交易	2008-07-22	2009-10-14
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	证券交易	2008-07-22	2009-10-14
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2006-07-07	2008-07-22
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2006-07-07	2008-07-22
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2005-04-08	2006-06-26
	Rep	证券交易	2005-04-08	2006-06-26
SINOPAC FUTURES (ASIA) LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-01-20
	Rep	提供资产管理	2003-04-01	2004-01-20
	Rep	期货合约交易	2003-04-01	2005-03-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-01-20
	Rep	就证券提供意见	2003-04-01	2004-01-20
	Rep	提供资产管理	2003-04-01	2004-01-20
	Rep	证券交易	2003-04-01	2005-03-31

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
CNI Global Assets Management Limited (HK)	Rep	提供资产管理	2022-11-08	-
	RO	提供资产管理	2021-10-06	2022-11-08
CNI Securities Group Limited	RO	就证券提供意见	2021-08-10	-
	RO	期货合约交易	2021-08-10	-
	RO	证券交易	2021-08-10	-
	Rep	期货合约交易	2021-06-09	2021-08-10
	Rep	证券交易	2021-06-09	2021-08-10
HUAJIN FUTURES (INTERNATIONAL) LIMITED	Rep	期货合约交易	2021-01-20	2021-05-05
HUAJIN SECURITIES (INTERNATIONAL) LIMITED	Rep	证券交易	2020-11-30	2021-05-05
DaoKou Securities Limited	RO	期货合约交易	2017-05-17	2020-05-04
DaoKou Asset Management Limited	RO	就证券提供意见	2016-11-10	2020-10-31
DaoKou Securities Limited	RO	证券交易	2014-06-27	2020-10-31
	Rep	证券交易	2014-06-23	2014-06-27
CHINA FINANCE HOLDINGS LIMITED	RO	证券交易	2013-02-22	2014-06-18
Finet Securities Limited	RO	期货合约交易	2013-02-22	2014-06-18
	RO	证券交易	2013-02-22	2014-06-18
Well Link Securities Limited	RO	期货合约交易	2012-12-06	2013-02-01
	RO	证券交易	2012-12-06	2013-02-01
Tiger Securities Asset Management Company Limited	RO	证券交易	2011-01-11	2012-10-10
	Rep	证券交易	2011-01-03	2011-01-11
ASA SECURITIES LIMITED	RO	期货合约交易	2010-08-19	2011-01-01
	RO	证券交易	2010-08-19	2011-01-01
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	就证券提供意见	2009-10-05	2009-10-14
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	RO	期货合约交易	2008-07-22	2009-10-14
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	证券交易	2008-07-22	2009-10-14
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2006-07-07	2008-07-22
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2006-07-07	2008-07-22
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2005-04-08	2006-06-26
	Rep	证券交易	2005-04-08	2006-06-26
SINOPAC FUTURES (ASIA) LIMITED	Rep	就期货合约提供意见	2003-04-01	2004-01-20
	Rep	提供资产管理	2003-04-01	2004-01-20
	Rep	期货合约交易	2003-04-01	2005-03-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	2003-04-01	2004-01-20
	Rep	就证券提供意见	2003-04-01	2004-01-20
	Rep	提供资产管理	2003-04-01	2004-01-20
	Rep	证券交易	2003-04-01	2005-03-31