| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 提供资产管理 | 2016-03-15 | 2019-05-16 |
| RO | 就证券提供意见 | 2010-12-07 | 2019-05-16 | |
| RO | 证券交易 | 2010-12-07 | 2019-05-16 | |
| Knight Capital Asia Limited | RO | 就证券提供意见 | 2009-09-11 | 2010-01-14 |
| RO | 证券交易 | 2009-09-11 | 2010-01-14 | |
| Knight Libertas (Asia) Limited | RO | 就证券提供意见 | 2009-09-02 | 2010-01-14 |
| RO | 证券交易 | 2009-09-02 | 2010-01-14 | |
| Rep | 就证券提供意见 | 2009-06-08 | 2009-09-02 | |
| Rep | 证券交易 | 2009-06-08 | 2009-09-02 |