| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2025-07-29 | 2026-03-15 |
| WIN WONG SECURITIES LIMITED | Rep | 证券交易 | 2008-12-15 | 2025-06-30 |
| SHUN HENG SECURITIES LIMITED | Rep | 证券交易 | 2008-03-05 | 2008-12-13 |
| WO FUNG SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-24 |
| Rep | 就证券提供意见 | - | 2004-02-24 | |
| Rep | 提供资产管理 | - | 2004-02-24 | |
| Rep | 证券交易 | - | 2008-02-29 |