| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | 证券交易 | 2015-09-14 | 2022-03-31 |
| ORIENT SECURITIES LIMITED | Rep | 证券交易 | 2013-10-17 | 2015-08-31 |
| WIN WONG SECURITIES LIMITED | Rep | 证券交易 | 2008-07-10 | 2013-10-11 |
| TSE'S SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-28 |
| Rep | 就证券提供意见 | - | 2004-06-28 | |
| Rep | 提供资产管理 | - | 2004-06-28 | |
| Rep | 证券交易 | - | 2008-07-01 |