| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Avantua Capital Management Limited | RO | 证券交易 | 2024-04-16 | - |
| RO | 就证券提供意见 | 2021-11-09 | - | |
| RO | 提供资产管理 | 2021-11-09 | - | |
| Rep | 就证券提供意见 | 2021-07-19 | 2021-11-09 | |
| Rep | 提供资产管理 | 2021-07-19 | 2021-11-09 | |
| uSmart Securities Limited | Rep | 就证券提供意见 | 2020-11-13 | 2021-06-29 |
| Rep | 提供资产管理 | 2020-11-13 | 2021-06-29 | |
| RO | 证券交易 | 2020-08-06 | 2021-06-29 | |
| Rep | 证券交易 | 2019-04-16 | 2020-08-06 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2013-05-20 | 2018-10-31 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-05-20 | 2018-10-31 |
| MFG Limited (HK) | Rep | 期货合约交易 | 2012-07-17 | 2013-05-13 |
| Rep | 证券交易 | 2012-07-17 | 2013-05-13 | |
| WIN WONG SECURITIES LIMITED | Rep | 证券交易 | 2009-03-09 | 2012-07-01 |
已采集记录中暂无金管局登记。