Personnel Hong Kong SFC License Details (ID 98103)

Personnel Hong Kong SFC License Details (ID 98103)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	证券交易	2019-11-15	2020-05-31
ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED	Rep	证券交易	2016-12-30	2019-11-03
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2016-01-07	2016-12-30
CES Commodities (HK) Limited	Rep	期货合约交易	2013-05-10	2015-09-07
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2013-05-10	2015-09-07
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2013-05-10	2015-09-07
WING FUNG FINTECH LIMITED	Rep	杠杆式外汇交易	2009-11-23	2012-10-18
WING FUNG SECURITIES LIMITED	Rep	证券交易	2009-11-23	2012-10-18
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2009-07-13	2012-10-18
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2009-06-25	2009-07-04
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2009-01-20	2009-02-28