| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | RO | 证券交易 | 2011-04-01 | 2016-06-30 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2011-03-01 | 2016-08-22 |
| CMB International Global Markets Limited | Rep | 证券交易 | 2011-03-01 | 2011-04-01 |
| ICBC (ASIA) SECURITIES LIMITED | Rep | 就证券提供意见 | 2007-06-20 | 2010-08-12 |
| Rep | 证券交易 | 2007-06-20 | 2010-08-12 | |
| RO | 就证券提供意见 | 2006-12-21 | 2007-06-20 | |
| RO | 证券交易 | 2006-12-21 | 2007-06-20 |