| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2009-12-07 | 2012-02-06 |
| CMB International Global Markets Limited | RO | 证券交易 | 2009-10-23 | 2012-02-06 |
| Rep | 证券交易 | 2009-10-05 | 2009-10-23 | |
| ICBC (ASIA) SECURITIES LIMITED | RO | 就证券提供意见 | 2005-11-02 | 2009-06-11 |
| RO | 证券交易 | 2005-11-02 | 2009-06-11 |