| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WINTONE SECURITIES LIMITED | RO | 期货合约交易 | 2009-10-29 | 2011-04-08 |
| RO | 证券交易 | 2008-08-29 | 2021-07-16 | |
| Rep | 证券交易 | 2008-06-26 | 2008-08-29 | |
| Goldin Equities Limited | Rep | 证券交易 | 2008-06-13 | 2008-06-20 |
| WINTONE SECURITIES LIMITED | RO | 证券交易 | 2004-02-16 | 2008-06-11 |
| QUAM FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-01-10 |
| Rep | 提供资产管理 | - | 2004-01-10 | |
| Rep | 期货合约交易 | - | 2004-02-05 | |
| Quam Securities Limited | Rep | 就机构融资提供意见 | - | 2004-01-10 |
| Rep | 就证券提供意见 | - | 2004-01-10 | |
| Rep | 提供资产管理 | - | 2004-01-10 | |
| Rep | 证券交易 | - | 2004-02-05 |