| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wealthy Securities Limited | Rep | 证券交易 | 2022-01-07 | 2022-09-16 |
| FORTHRIGHT SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2021-04-14 | 2021-12-22 |
| WINTONE SECURITIES LIMITED | Rep | 证券交易 | 2007-03-06 | 2021-02-26 |
| ORIENT SECURITIES LIMITED | Rep | 证券交易 | 2005-07-25 | 2007-03-01 |
| KWONG FAT HONG (SECURITIES) LIMITED | Rep | 就机构融资提供意见 | - | 2004-11-26 |
| Rep | 就证券提供意见 | - | 2004-11-26 | |
| Rep | 提供资产管理 | - | 2004-11-26 | |
| Rep | 证券交易 | - | 2005-07-19 |