| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2018-10-16 | 2020-02-07 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2018-05-16 | 2018-09-27 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2014-11-19 | 2018-09-27 |
| WINTONE SECURITIES LIMITED | Rep | 证券交易 | 2010-05-31 | 2013-10-28 |
| Rep | 期货合约交易 | 2009-12-15 | 2011-04-08 | |
| RO | 证券交易 | 2008-06-02 | 2010-05-31 | |
| Rep | 证券交易 | 2007-05-14 | 2008-06-02 | |
| NEW GALA SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-04-29 | 2007-05-03 |