| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FUBON SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2013-03-22 | 2015-03-19 |
| Rep | 证券交易 | 2012-10-12 | 2013-03-22 | |
| WINTONE SECURITIES LIMITED | Rep | 证券交易 | 2009-10-06 | 2012-08-30 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-09 |
| Rep | 就证券提供意见 | - | 2003-12-09 | |
| Rep | 提供资产管理 | - | 2003-12-09 | |
| Rep | 证券交易 | - | 2005-11-14 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-09 |
| Rep | 就证券提供意见 | - | 2003-12-09 | |
| Rep | 提供资产管理 | - | 2003-12-09 | |
| Rep | 证券交易 | - | 2009-07-11 |