| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WOCOM LIMITED (HK) | RO | 期货合约交易 | 2003-12-30 | - |
| WOCOM SECURITIES LIMITED | RO | 证券交易 | 2003-12-30 | - |
| WOCOM FOREIGN EXCHANGE CO. LIMITED | Rep | 杠杆式外汇交易 | 2003-04-01 | 2023-06-30 |
| WOCOM LIMITED (HK) | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-10-02 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-02 | |
| Rep | 期货合约交易 | 2003-04-01 | 2003-12-30 | |
| WOCOM SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-02 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-02 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-02 | |
| Rep | 证券交易 | 2003-04-01 | 2003-12-30 |