| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2014-02-07 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2014-02-07 | - |
| WOCOM LIMITED (HK) | Rep | 就期货合约提供意见 | 2003-04-01 | 2003-08-22 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-22 | |
| Rep | 期货合约交易 | 2003-04-01 | 2014-01-31 | |
| WOCOM SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-22 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-22 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-22 | |
| Rep | 证券交易 | 2003-04-01 | 2014-01-31 |