| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2026-06-23 | - |
| RO | 提供资产管理 | 2026-06-23 | - | |
| RO | 证券交易 | 2026-06-23 | - | |
| Rep | 就证券提供意见 | 2026-04-30 | 2026-06-23 | |
| Rep | 提供资产管理 | 2026-04-30 | 2026-06-23 | |
| Rep | 证券交易 | 2026-04-30 | 2026-06-23 | |
| YF ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2025-10-09 | 2026-03-20 |
| RO | 提供资产管理 | 2025-10-09 | 2026-03-20 | |
| YF SECURITIES COMPANY LIMITED | RO | 证券交易 | 2025-10-09 | 2026-03-20 |
| YF ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2025-02-12 | 2025-10-09 |
| Rep | 提供资产管理 | 2025-02-12 | 2025-10-09 | |
| YF SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2025-02-12 | 2025-10-09 |
| HTF Securities Limited | RO | 就证券提供意见 | 2020-03-04 | 2023-11-01 |
| RO | 提供资产管理 | 2020-03-04 | 2023-11-01 | |
| RO | 证券交易 | 2020-03-04 | 2023-11-01 | |
| Springwell Capital Limited | RO | 提供资产管理 | 2018-10-16 | 2019-12-24 |
| SUN GROWTH SECURITIES LIMITED | RO | 证券交易 | 2017-04-26 | 2017-10-28 |
| Rep | 证券交易 | 2017-04-13 | 2017-04-26 | |
| DaoKou Asset Management Limited | RO | 就证券提供意见 | 2015-11-26 | 2016-12-30 |
| RO | 提供资产管理 | 2015-11-26 | 2016-12-30 | |
| Rep | 就证券提供意见 | 2015-09-23 | 2015-11-26 | |
| Rep | 提供资产管理 | 2015-09-23 | 2015-11-26 | |
| YF ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2013-11-28 | 2015-09-01 |
| RO | 就期货合约提供意见 | 2013-04-16 | 2015-09-01 | |
| YF FUTURES COMPANY LIMITED | RO | 就期货合约提供意见 | 2003-04-01 | 2003-06-03 |
| RO | 提供资产管理 | 2003-04-01 | 2003-06-03 | |
| RO | 期货合约交易 | 2003-04-01 | 2015-09-01 | |
| YF SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2003-06-03 |
| RO | 就证券提供意见 | 2003-04-01 | 2003-06-03 | |
| RO | 提供资产管理 | 2003-04-01 | 2003-06-03 | |
| RO | 证券交易 | 2003-04-01 | 2015-09-01 | |
| YF FUTURES COMPANY LIMITED | RO | 就期货合约提供意见 | - | 2003-06-03 |
| RO | 提供资产管理 | - | 2003-06-03 | |
| RO | 期货合约交易 | - | 2015-09-01 | |
| YF SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | - | 2003-06-03 |
| RO | 就证券提供意见 | - | 2003-06-03 | |
| RO | 提供资产管理 | - | 2003-06-03 | |
| RO | 证券交易 | - | 2015-09-01 |
已采集记录中暂无金管局登记。