| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Success Securities Limited | Rep | 证券交易 | 2020-07-22 | 2026-08-28 |
| YF SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2011-02-17 | 2017-09-25 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2010-05-10 | 2011-02-12 |
| YF SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-03-22 | 2010-05-07 |
| MONEYMORE SECURITIES LIMITED | Rep | 证券交易 | 2003-08-07 | 2007-03-17 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-08-06 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-08-07 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-08-07 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-08-07 | |
| Rep | 证券交易 | 2003-04-01 | 2003-08-07 |